Passing the Series 65 (Uniform Investment Advisor Law) exam is the first step toward becoming a Licensed Investment Advisor (RIA). The Financial Industry Regulatory Authority (FINRA), a private, self-regulatory body that writes and enforces rules regulating licensed brokers and broker-dealer firms in the United States, administers this exam. However, unlike most other FINRA-administered securities tests, test-takers are not allowed to be sponsored by a broker-dealer.
Grab the knowledge of this course and receive mentorship by Experts of SKY LEARN WEALTH EDUCATION.
Good luck! See you in the lessons.
Who This Course is for
A business, a partnership firm, or a person may apply to SEBI to become a registered investment adviser.
After completing this course, students participating in this program will receive a Certificate of Participation from SKY LEARN WEALTH EDUCATION. During the course, the student will have access to an email query support system as well as a Question & Answer forum network for any content-related questions. Dedicated hours of realistic sessions include hands-on trading training.