RIA

Passing the Series 65 (Uniform Investment Advisor Law) exam is the first step toward becoming a Licensed Investment Advisor (RIA).

Best Seller 4.6 (213 Registered Students)

Created By: Sky Learn Education

What you'll learn

INTRODUCTION

Passing the Series 65 (Uniform Investment Advisor Law) exam is the first step toward becoming a Licensed Investment Advisor (RIA). The Financial Industry Regulatory Authority (FINRA), a private, self-regulatory body that writes and enforces rules regulating licensed brokers and broker-dealer firms in the United States, administers this exam.  However, unlike most other FINRA-administered securities tests, test-takers are not allowed to be sponsored by a broker-dealer. 


Grab the knowledge of this course and receive mentorship by Experts of SKY LEARN WEALTH EDUCATION.

Good luck! See you in the lessons.


 

Who This Course is for

A business, a partnership firm, or a person may apply to SEBI to become a registered investment adviser.

 

Course Benefit

 

After completing this course, students participating in this program will receive a Certificate of Participation from SKY LEARN WEALTH EDUCATION. During the course, the student will have access to an email query support system as well as a Question & Answer forum network for any content-related questions. Dedicated hours of realistic sessions include hands-on trading training.


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